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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-05 |
| CT | RA | APPROVED | 2019-12-03 |
Branch Locations
1 Crosfield Avenue Suite 102, West Nyack, NY 10994 • United States
Cheshire, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boars Head, East Coast Provisions | Milford | CT | 10/2015 | 03/2019 |
| Chimera Securities | New York | NY | 12/2017 | 02/2018 |
| Morgan Stanley | New Haven | CT | 05/2019 | 12/2019 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2019 | 12/2019 |
| Raymond James And Associates | West Nyack | NY | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-24 |
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