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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-16 |
| TX | RA | APPROVED_RES | 2024-02-16 |
| CT | RA | APPROVED | 2024-02-15 |
Branch Locations
5811 Pelican Bay Blvd Ste 600, Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westport | CT | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 11/2016 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | Naples | FL | 02/2024 | Present |
JACK LLC, INV RELATED, VENICE, FL, 100% OWNERSHIP, START 2/17/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTY. SHOAF WEALTH MANAGEMENT S CORP; INV RELATED; NAPLES, FL; 100% OWNERSHIP; START DATE 2/15/2024; 40 HOURS PER MONTH; 8 DURING TRADING; FINET PRACTICE. SHOAF WEALTH MANAGEMENT S LLC; INV RELATED; NAPLES, FL; 100% OWNERSHIP; START DATE 2/15/2024; 160 HOURS PER MONTH; 8 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
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