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1695 State Hwy 169 N, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-07-31 |
Branch Locations
107 Cedar Street, Monticello, MN 55362 • United States
1695 State Hwy 169 N, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2005 | 07/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2005 | 07/2020 |
| Berger Financial Group | Plymouth | MN | 07/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 07/2020 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-13 |
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