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Carol Jean Mills

Wells Fargo Clearing Services, LLC

Monticello, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-11-18
TX RA APPROVED 2014-11-18
  • MN RA
    APPROVED
    Since 2014-11-18
  • TX RA
    APPROVED
    Since 2014-11-18

Branch Locations

407 Pine St, Monticello, MN 55362 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Monticello MN 11/2014 11/2016
Wells Fargo Clearing Services, Llc Monticello MN 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31
Other Names
  • Carol Jean Odenthal

View on SEC IAPD

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PFS INVESTMENTS INC. · MONTICELLO, MN
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EDWARD JONES · MONTICELLO, MN
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