Eric Lee Lindquist

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-05
CA	RA	APPROVED	2011-01-03

MN RA
APPROVED

Since 2013-11-05
CA RA
APPROVED

Since 2011-01-03

Branch Locations

407 Pine St, Monticello, MN 55362 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Monticello	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Monticello	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Monticello, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Monticello, MN

Previous Registrations

2004-06-09 → 2011-01-03

Wells Fargo Investments, Llc

Monticello, MN

Monticello, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-26
S63	Uniform Securities Agent State Law Examination	1993-01-20

S65 Uniform Investment Adviser Law Examination

1999-10-26
S63 Uniform Securities Agent State Law Examination

1993-01-20

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews