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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-05-18
  • FL RA
    APPROVED
    Since 2020-05-18

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Clearwater, FL • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-01
  • FL RA
    APPROVED
    Since 2017-11-01

Branch Locations

Clearwater, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Assoc, Inc. St. Petersburg FL 08/2004 03/2017
Raymond James Financial Services St. Petersburg FL 10/2014 Present
Raymond James Financial Services Advisors Inc. St. Petersburg FL 11/2017 Present
Raymond James & Associates, Inc St. Petersburg FL 04/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
  • S66 Uniform Combined State Law Examination
    2017-09-29

View on SEC IAPD

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