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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-11
CO RA APPROVED 2007-04-20
  • TX RA
    APPROVED_RES
    Since 2020-09-11
  • CO RA
    APPROVED
    Since 2007-04-20

Branch Locations

249 Grand Avenue Suite A, Grand Junction, CO 81501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Grand Junction CO 04/2007 Present
Previous Registrations
  • 1999-01-01 → 2007-04-24
    Waddell & Reed
    Montrose, CO
    Grand Junction, CO
    Las Vegas, NV
    Grand Junction, CO
Other Businesses

1. 7/3/2012: CHERRY HILL, LLC - Investment Related - 249 GRAND AVENUE SUITE A, GRAND JUNCTION, CO 81501 - REAL ESTATE RENTAL - OWN AN OFFICE BUILDING WHERE I CONDUCT MY FINANCIAL SERVICES BUSINESS, GRAND RIVER FINANCIAL PARTNERS, LLC - TIME SPENT 1%. 2. 10/1/2013: No Business Name - Not Investment Related - GRAND JUNCTION, CO - OTHER-NOTARY - I AM A NOTARY. 3. 6/3/2014 - GRAND RIVER FINANCIAL PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 06/01/2007 - 160 Hours Per Month/120 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-28
  • S66 Uniform Combined State Law Examination
    1999-05-28
Other Names
  • Terri Kae Patton

View on SEC IAPD

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