Terri Kae Hickman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Lpl Financial, Llc
  Grand Junction, CO

Previous Registrations

• 1999-01-01 → 2007-04-24
  Waddell & Reed
  Montrose, CO
  Grand Junction, CO
  Las Vegas, NV
  Grand Junction, CO

Other Businesses

1. 7/3/2012: CHERRY HILL, LLC - Investment Related - 249 GRAND AVENUE SUITE A, GRAND JUNCTION, CO 81501 - REAL ESTATE RENTAL - OWN AN OFFICE BUILDING WHERE I CONDUCT MY FINANCIAL SERVICES BUSINESS, GRAND RIVER FINANCIAL PARTNERS, LLC - TIME SPENT 1%. 2. 10/1/2013: No Business Name - Not Investment Related - GRAND JUNCTION, CO - OTHER-NOTARY - I AM A NOTARY. 3. 6/3/2014 - GRAND RIVER FINANCIAL PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 06/01/2007 - 160 Hours Per Month/120 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-05-28

Other Names

• Terri Kae Patton