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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-01 |
| AZ | RA | APPROVED | 2022-02-28 |
| FL | RA | APPROVED | 2022-02-28 |
| CO | RA | APPROVED | 2022-02-16 |
| CT | RA | APPROVED | 2022-02-16 |
| DE | RA | APPROVED | 2022-02-16 |
| ID | RA | APPROVED | 2022-02-16 |
| NY | RA | APPROVED | 2022-02-16 |
| PA | RA | APPROVED | 2022-02-16 |
| RI | RA | APPROVED | 2022-02-16 |
| SC | RA | APPROVED | 2022-02-16 |
| VT | RA | APPROVED | 2022-02-16 |
| VA | RA | APPROVED | 2022-02-16 |
Branch Locations
302 Carnegie Center 2Nd Fl [Pc-Rbo], Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Princeton | NJ | 03/2017 | 02/2022 |
| Td Private Client Wealth Llc | Princeton | NJ | 03/2017 | 02/2022 |
| Wells Fargo, The Private Bank | Princeton | NJ | 12/2008 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Marlton | NJ | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-21 |
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