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Headinvest CRD 140518
$892M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
7 Custom House St 4Th Floor, Portland, ME 04101-4194 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2018-07-17 |
Branch Locations
7 Custom House St 4Th Floor, Portland, ME 04101-4194 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 02/2007 | 01/2018 |
| Headinvest | Portland | ME | 04/2018 | Present |
JTF59, LLC / 156 Royall Point Rd Yarmouth,ME 04096 / Other/ Real Estate / The sole purpose is ownership of a commercial building with a partner. We each own 50% / Partner / / Oversee rental of commercial building / Start Date 5/1/2016/The LLC is the mechanism by which I own a commerical building with a partner /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-29 |
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