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William Joseph Canty

Canty Wealth Management

Ballston Spa, NY

CRD 2663724

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Employer firm

Canty Wealth Management CRD 118945

$254M regulatory AUM 447 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Canty Wealth Management

20 Church Ave., Ballston Spa, NY 12020 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-10
NY RA APPROVED 2024-12-06
  • FL RA
    APPROVED
    Since 2025-06-10
  • NY RA
    APPROVED
    Since 2024-12-06

Branch Locations

20 Church Ave., Ballston Spa, NY 12020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantyfinancial Management, Inc Ballston Spa NY 01/1997 Present
  • 01/1997 → Present
    Cantyfinancial Management, Inc
    Ballston Spa, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-29
S65 Uniform Investment Adviser Law Examination 1995-11-29
  • S63 Uniform Securities Agent State Law Examination
    1995-11-29
  • S65 Uniform Investment Adviser Law Examination
    1995-11-29
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

EDWARD JONES
OSAIC INSTITUTIONS, INC.
LUTHER FOREST WEALTH ADVISORS, L.L.C.

Nearby Investors

EDWARD JOSEPH CANTY
Joseph William Canty
Dominic Joseph Garrant

Nearby Offices

EDWARD JONES · BALLSTON SPA, NY
OSAIC INSTITUTIONS, INC. · Ballston Spa, NY
LUTHER FOREST WEALTH ADVISORS, L.L.C. · MALTA, NY

More in Ballston Spa, NY

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