Inactive

William Joseph Canty

Canty Wealth Management

Ballston Spa, NY

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Current Employers

Canty Wealth Management

20 Church Ave., Ballston Spa, NY 12020 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-06-10
NY	RA	APPROVED	2024-12-06

FL RA
APPROVED

Since 2025-06-10
NY RA
APPROVED

Since 2024-12-06

Branch Locations

20 Church Ave., Ballston Spa, NY 12020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantyfinancial Management, Inc	Ballston Spa	NY	01/1997	Present

01/1997 → Present

Cantyfinancial Management, Inc

Ballston Spa, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-11-29
S65	Uniform Investment Adviser Law Examination	1995-11-29

S63 Uniform Securities Agent State Law Examination

1995-11-29
S65 Uniform Investment Adviser Law Examination

1995-11-29

Designations

View on SEC IAPD

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LUTHER FOREST WEALTH ADVISORS, L.L.C.

RETIREMENT PLANNING GROUP, LLC

EQUITABLE ADVISORS, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

LPL FINANCIAL LLC

EAGLE STRATEGIES LLC

Other Investors

EDWARD JOSEPH CANTY

Joseph William Canty

Dominic Joseph Garrant

Michael DeMarco

STEPHAN OTTO SCRIBNER

TIMOTHY WILLIAM PEHL

ROBERT RICHARD ROBACK JR.

Nicolas G Dumas

Other Offices

EDWARD JONES · BALLSTON SPA, NY

OSAIC INSTITUTIONS, INC. · Ballston Spa, NY

LUTHER FOREST WEALTH ADVISORS, L.L.C. · MALTA, NY

RETIREMENT PLANNING GROUP, LLC · MALTA, NY

EQUITABLE ADVISORS, LLC · MALTA, NY

STATE FARM INVESTMENT MANAGEMENT CORP. · Ballston Spa, NY

LPL FINANCIAL LLC · MALTA, NY

EAGLE STRATEGIES LLC · MALTA, NY

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