Inactive

Joseph William Canty

Canty Wealth Management

Ballston Spa, NY

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Current Employers

Canty Wealth Management

20 Church Ave., Ballston Spa, NY 12020 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-02
NY	RA	APPROVED	2024-12-05

FL RA
APPROVED

Since 2025-05-02
NY RA
APPROVED

Since 2024-12-05

Branch Locations

20 Church Ave., Ballston Spa, NY 12020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Canty Financial Managment, Inc	Ballston Spa	NY	05/2019	Present
University Of Tampa	Tampa	FL	01/2014	Present

05/2019 → Present

Canty Financial Managment, Inc

Ballston Spa, NY
01/2014 → Present

University Of Tampa

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-12-12

S65 Uniform Investment Adviser Law Examination

2019-12-12

Designations

View on SEC IAPD

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Other Investors

EDWARD JOSEPH CANTY

WILLIAM JOSEPH CANTY

Dominic Joseph Garrant

Michael DeMarco

STEPHAN OTTO SCRIBNER

TIMOTHY WILLIAM PEHL

ROBERT RICHARD ROBACK JR.

Nicolas G Dumas

Other Offices

EDWARD JONES · BALLSTON SPA, NY

OSAIC INSTITUTIONS, INC. · Ballston Spa, NY

LUTHER FOREST WEALTH ADVISORS, L.L.C. · MALTA, NY

RETIREMENT PLANNING GROUP, LLC · MALTA, NY

EQUITABLE ADVISORS, LLC · MALTA, NY

STATE FARM INVESTMENT MANAGEMENT CORP. · Ballston Spa, NY

LPL FINANCIAL LLC · MALTA, NY

EAGLE STRATEGIES LLC · MALTA, NY

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