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Joseph William Canty

Canty Wealth Management

Ballston Spa, NY

CRD 7230047

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Employer firm

Canty Wealth Management CRD 118945

$254M regulatory AUM 447 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Canty Wealth Management

20 Church Ave., Ballston Spa, NY 12020 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-02
NY RA APPROVED 2024-12-05
  • FL RA
    APPROVED
    Since 2025-05-02
  • NY RA
    APPROVED
    Since 2024-12-05

Branch Locations

20 Church Ave., Ballston Spa, NY 12020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canty Financial Managment, Inc Ballston Spa NY 05/2019 Present
University Of Tampa Tampa FL 01/2014 Present
  • 05/2019 → Present
    Canty Financial Managment, Inc
    Ballston Spa, NY
  • 01/2014 → Present
    University Of Tampa
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-12
  • S65 Uniform Investment Adviser Law Examination
    2019-12-12
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

EDWARD JONES
OSAIC INSTITUTIONS, INC.
LUTHER FOREST WEALTH ADVISORS, L.L.C.

Nearby Investors

EDWARD JOSEPH CANTY
WILLIAM JOSEPH CANTY
Dominic Joseph Garrant

Nearby Offices

EDWARD JONES · BALLSTON SPA, NY
OSAIC INSTITUTIONS, INC. · Ballston Spa, NY
LUTHER FOREST WEALTH ADVISORS, L.L.C. · MALTA, NY

More in Ballston Spa, NY

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