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Mark Louis Zody

Charles Schwab & Co., Inc.

Westlake, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-05-01
  • OH RA
    APPROVED
    Since 2000-05-01

Branch Locations

2341 Crocker Rd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake OH 09/1995 Present
Charles Schwab Bank Westlake OH 06/2005 Present
Arbonne Intl, Llc Irvine CA 06/2010 05/2023
Zody Geosciences Wooster OH 10/2000 12/2022
Liberty Unlimited, Llc Avon OH 12/2004 03/2023
  • 09/1995 → Present
    Charles Schwab & Co., Inc.
    Westlake, OH
  • 06/2005 → Present
    Charles Schwab Bank
    Westlake, OH
  • 06/2010 → 05/2023
    Arbonne Intl, Llc
    Irvine, CA
  • 10/2000 → 12/2022
    Zody Geosciences
    Wooster, OH
  • 12/2004 → 03/2023
    Liberty Unlimited, Llc
    Avon, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-26
S63 Uniform Securities Agent State Law Examination 1997-10-10
  • S66 Uniform Combined State Law Examination
    2011-10-26
  • S63 Uniform Securities Agent State Law Examination
    1997-10-10

View on SEC IAPD

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Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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