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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-06 |
Branch Locations
4695 Macarthur Court Suite 480, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Synergy Partners | Irvine | CA | 07/2009 | 12/2019 |
| Rapp Financial Services | Newport Beach | CA | 01/2000 | 12/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | 11/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | 11/2024 |
| Mariner Wealth Advisors | Overland Park | KS | 12/2024 | Present |
| Msec, Llc | Overland Park | KS | 12/2024 | Present |
1. STEPHEN RIPIC, 4695 MACARTHUR CT, STE 480, NEWPORT BEACH, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/02/20, INV REL, 10/MO- 0/TRADING 2.MARINER WEALTH ADVISORS, 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; INVESTMENT ADVISOR REP; START DATE: 12/2024; 40 HRS/WK DURING SECURITIES HOURS. MSEC LLC; 5700 W. 112TH ST, SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; REG REP; START DATE 12/2024; 40 HRS/WK DURING SECURITIES HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-12 |
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