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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
| TX | RA | APPROVED | 2021-02-01 |
Branch Locations
2801 Wehrle Drive, Suite 1, Buffalo, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morlock & Company | Williamsville | NY | 08/2004 | Present |
| Cadaret, Grant & Co., Inc. | Williamsville | NY | 08/2004 | 01/2021 |
| Lpl Financial Llc | Buffalo | NY | 02/2021 | Present |
1)12/18/2020 - Morlock & Company, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2002 2)12/18/2020 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 1996 - 32 Hr/Mth 3)07/05/2022 - M&M Real Property Holdings - Not Investment Related - Clarence NY 14031 - Real Estate Rental - Start Date - 07/05/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. 4) 04/19/2023 - Mark Morlock - Not Investment Related - At Reported Business Location(s) - Other - College Planning - Admin for College aid - Start Date 04/07/2004 - 20 Hours Per Month/10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-20 |
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