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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| MI | RA | APPROVED | 2015-02-23 |
Branch Locations
300 East Front Street Suite 300, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Damian Lockhart Inc. | Grand Rapids | MI | 12/2011 | Present |
| Casa Of Kent County | Grand Rapids | MI | 07/2012 | Present |
| Grand Rapids Childrens Museum | Grand Rapids | MI | 06/2014 | Present |
| Morgan Stanley Smith Barney Llc | Traverse City | MI | 06/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2015 | Present |
1. 12/2011-PRESENT, DAMIAN LOCKHART INC, GRAND RAPIDS, MI, S-CORP, PRESIDENT, NOT INVESTMENT RELATED; N, 0 HRS/MO, 0 HRS/DAY DURING SECURITIES TRADING HRS 2. 06/2014-PRESENT, GRAND RAPIDS CHILDRENS MUSEUM, GRAND RAPIDS, MI, NOT INVESTMENT RELATED, NON PROFIT ORGANIZATION, ANNUAL MEETING TO REVIEW ENDOWMENT, 4HRS/MO, 0HRS/DAY DURING SEC TRADING HRS, ENDOWMENT COMMITTEE MEMBER. *426832 - Northern Michigan E3; Investment related: No; Williamsburg; Michigan; Humanitarian; There is no board but rather a 11 person council(proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 2; After business hours: 4; Business Development/Growth:Fundraising:Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-29 |
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