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Damian William Lockhart

Morgan Stanley

Traverse City, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
MI RA APPROVED 2015-02-23
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • MI RA
    APPROVED
    Since 2015-02-23

Branch Locations

300 East Front Street Suite 300, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Damian Lockhart Inc. Grand Rapids MI 12/2011 Present
Casa Of Kent County Grand Rapids MI 07/2012 Present
Grand Rapids Childrens Museum Grand Rapids MI 06/2014 Present
Morgan Stanley Smith Barney Llc Traverse City MI 06/2015 Present
Morgan Stanley Private Bank, National Association New York NY 06/2015 Present
  • 12/2011 → Present
    Damian Lockhart Inc.
    Grand Rapids, MI
  • 07/2012 → Present
    Casa Of Kent County
    Grand Rapids, MI
  • 06/2014 → Present
    Grand Rapids Childrens Museum
    Grand Rapids, MI
  • 06/2015 → Present
    Morgan Stanley Smith Barney Llc
    Traverse City, MI
  • 06/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. 12/2011-PRESENT, DAMIAN LOCKHART INC, GRAND RAPIDS, MI, S-CORP, PRESIDENT, NOT INVESTMENT RELATED; N, 0 HRS/MO, 0 HRS/DAY DURING SECURITIES TRADING HRS 2. 06/2014-PRESENT, GRAND RAPIDS CHILDRENS MUSEUM, GRAND RAPIDS, MI, NOT INVESTMENT RELATED, NON PROFIT ORGANIZATION, ANNUAL MEETING TO REVIEW ENDOWMENT, 4HRS/MO, 0HRS/DAY DURING SEC TRADING HRS, ENDOWMENT COMMITTEE MEMBER. *426832 - Northern Michigan E3; Investment related: No; Williamsburg; Michigan; Humanitarian; There is no board but rather a 11 person council(proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 2; After business hours: 4; Business Development/Growth:Fundraising:Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-22
S63 Uniform Securities Agent State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2007-10-22
  • S63 Uniform Securities Agent State Law Examination
    2005-12-29
Other Names
  • Damian Lockhart

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