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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-02-18
NJ RA APPROVED 2026-02-13
FL RA APPROVED 2026-02-05
IL RA APPROVED 2026-01-08
NY RA APPROVED 2026-01-08
  • PR RA
    APPROVED
    Since 2026-02-18
  • NJ RA
    APPROVED
    Since 2026-02-13
  • FL RA
    APPROVED
    Since 2026-02-05
  • IL RA
    APPROVED
    Since 2026-01-08
  • NY RA
    APPROVED
    Since 2026-01-08

Branch Locations

8170 Mccormick Blvd. Suite #102, Skokie, IL 60076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Skokie IL 02/2005 Present
Guardian Life Insurance Company Of America Skokie IL 07/2004 Present
  • 02/2005 → Present
    Park Avenue Securities
    Skokie, IL
  • 07/2004 → Present
    Guardian Life Insurance Company Of America
    Skokie, IL
Previous Registrations
  • 2004-05-25 → 2005-02-07
    Chicago, IL
  • 1998-09-11 → 2004-06-02
    Ws Griffith Securities, Inc.
    Rosemont, IL
Other Businesses

1. Fixed life insurance and annuities-Sell term and UL policies and fixed annuities, Start: 05/04/2016, Address: 8170 Mccormick; suite 102 Skokie IL 60076, 20 bus hrs per month, Investment related, 2. Suss Financial Group - DBA Sell life and disability insurance under this name, Start: 12/14/2004, Address: 8170 McCormick Blvd, Skokie Il, 60076, Hrs per month - tot/bus: 20/18, Investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-09
S63 Uniform Securities Agent State Law Examination 1995-09-20
  • S65 Uniform Investment Adviser Law Examination
    2025-12-09
  • S63 Uniform Securities Agent State Law Examination
    1995-09-20

View on SEC IAPD

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