Kenneth Charles Lafleur

Current Employers

Employment History

• 06/2009 → 11/2018
  Morgan Stanley
  Phoenix, AZ
• 01/2015 → 11/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2018 → 11/2018
  Charles Schwab & Co., Inc.
  East Mesa, AZ
• 01/2019 → Present
  Raymond James Financial Services, Inc.
  Chandler, AZ
• 01/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Chandler, AZ

Previous Registrations

• 2018-11-09 → 2018-11-29
  Charles Schwab & Co., Inc.
  Chandler, AZ
  Scottsdale, AZ
• 2009-06-01 → 2018-11-12
  Morgan Stanley
  Scottsdale, AZ
  Peoria, AZ
  Tempe, AZ
  Phoenix, AZ
• 2008-06-25 → 2009-06-01
  Morgan Stanley & Co. Llc
  Scottsdale, AZ
• 2006-01-19 → 2007-12-13
  Bmo Harris Financial Advisors, Inc.
  Phoenix, AZ
  Chicago, IL
• 2005-10-12 → 2005-12-31
  Harrisdirect Llc
  Phoenix, AZ
• 2004-03-23 → 2005-04-28
  Banc One Securities Corporation
  Scottsdale, AZ
• 2002-11-08 → 2004-01-16
  Citigroup Global Markets Inc.
  Phoenix, AZ

Other Businesses

(1)Name of Business: Chandler Wealth Management LLC Address: 5505 W. Chandler Blvd. Suite 3, Chandler, AZ, 85226, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: part owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-14
• S63 Uniform Securities Agent State Law Examination
  1995-11-24

Other Names

• Ken C Lafleur