Thom Raemdonck Williams

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-04

TX RA
APPROVED_RES

Since 2021-01-04

Branch Locations

501 N. Broadway, St. Louis, MO 63102 • United States

1201 Wills Street Suite 600, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	08/2007	Present

08/2007 → Present

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

Other Businesses

1. Rental Property; 129 E Washington Ave, Saint Louis, MO 63122; Real Estate Investment Condo; Owner; 08/09/2011; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-23

S63 Uniform Securities Agent State Law Examination

1996-08-23

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews