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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-01 |
| KS | RA | APPROVED | 2017-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 11/2010 | 04/2017 |
| Bank Of America, N.A. | Leawood | KS | 02/2017 | 04/2017 |
| Lpl Financial Llc | Ottawa | KS | 04/2017 | Present |
1. 12/02/2022 - Helpers Inc - Not Investment Related - Home Based - Other - Personal Care Assistant - Start Date - 04/11/2020 - 100 Hours Per Month/0 Hours During Securities Trading 2. 3/17/2023 - Advanced Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2020 - 0 Hours Per Month/0 Hours During Securities Trading 3. 12/11/2024 - Dream Vacations DBA Starr Travel - Other - Travel Agency - Travel Agent - Not Investment Related - Home Based - Start Date 01/01/2025 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-10 |
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