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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-01 |
| KS | RA | APPROVED | 2022-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landmark National Bank | Paola | KS | 03/2018 | 04/2022 |
| Frontier Farm Credit | Baldwin City | KS | 05/1998 | 03/2018 |
| Lpl Financial | Ottawa | KS | 09/2021 | Present |
1- 09/2021 / DBA for LPL Business (entity for LPL business) / Advanced Investments / Investment Related / Ottawa, KS 2- 10/09/2024 - Colonial Life - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/15/2024 - 3 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-22 |
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