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176 Pasadena Dr Building 2, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2015-08-18 |
Branch Locations
176 Pasadena Dr Building 2, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Equity Investment Corp. | New Albany | IN | 05/2012 | 08/2023 |
| Proactive Wealth Management | Lexington | KY | 09/2015 | Present |
Mr. Finnell is a independent licensed insurance agent. This is not an investment related business that is operated from his existing business address. Mr. Finnell sends approximately 1 hour per month on this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-19 |
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