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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-01-19 |
| RI | RA | APPROVED | 2002-10-25 |
Branch Locations
2221 Washington St Ste 202, Newton, MA 02462 • United States
1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cranston | RI | 09/1999 | 03/2020 |
| Ameriprise Financial Services, Llc | Providence | RI | 03/2020 | Present |
Real Estate Ownership; Commercial; 7412 Mountain Rd., , Stowe, VT, 05672; Investment-Related; 10/10/2020. Business Ownership; YASAA, LLC; At this time i have no true role. My husband and I formed the LLC to purchase a building which is rented.; LLC formed in order to purchase a building; 66 Boon St, , Narragansett, RI, 02882; Investment-Related; 10/10/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Ravenous Brewing Company; This is my husband's brewery and he has asked me to help with maintaining the books. This is currently an unpaid position and I would help him on the weekends; 10 industrial dr., , cumberland, RI, 2895; Not Investment-Related; 01/18/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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