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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-28 |
| TX | RA | APPROVED_RES | 2020-09-25 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Aventura | FL | 02/2003 | 09/2020 |
| Morgan Stanley Smith Barney Llc | Aventura | FL | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2020 | Present |
*414302 - TIFFYNY INC.; Investment related - Yes; North Miami Beach, Florida; Art/Culture; Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2003; During business hours: 0; After business hours: 0; Administrative *636894- K&G Management Holding LLC; Investment related-Yes/ Aventura, Florida; Real Estate; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 1; Rental Property belongs to my wife and decided to set up an LLC under both of our names to Hold the property under the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-12 |
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