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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-06 |
Branch Locations
126 Eastgate Drive, Washington, IL 61571 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 11/2010 | 01/2017 |
| Lpl Financial, Llc | Washington | IL | 01/2017 | Present |
| Advisers' Pride, Inc | Washington | IL | 01/2017 | 10/2022 |
| Gateway Wealth Partners, Llc | Washington | IL | 10/2022 | Present |
1. 01/17/2017 - KNAPP & ASSOCIATES LTD/ NON-VARIABLE INSURANCE/ 5%/ WASHINGTON, IL 2. 01/17/2017 - OBJECTS/ BUSINESS OWNER/ 2%/ EUREKA, IL 3. 01/17/2017 - KNAPP HOLDINGS LLC/ REAL ESTATE RENTAL/ 0%/ EUREKA, IL. 4. 1/25/2017 - ADVISORS' PRIDE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/18/2017 - 56 Hours Per Month/14 Hours During Securities Trading - Time Spent 35% - I provide investment advisory services through ADVISORS' PRIDE, an independent investment advisor firm. I started this business activity in 1/2017. I expect to spend approximately 56 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/10/2017 - Knapp & Associates - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/11/2010 - 5 Hours Per Month/4 Hours During Securities Trading. 6. 4/12/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/11/2010 - 1 Hour Per Month During Securities Trading. 7. 8/8/2017 - Wealth Guardian Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/24/17 - 100 Hours Per Month/50 Hours. 8. 8/8/2017 - Wealth Guardian Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/24/17 - 150 Hours Per Month/50 Hours During Securities Trading. 9. 8/8/2017 - ADVISORS' PRIDE INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/24/17 - 50 Hours Per Month/20 Hours During Securities Trading - I provide investment advisory services through ADVISORS' PRIDE INC, an independent investment advisor firm. I started this business activity in 7/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 12/7/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/01/2022 - 60 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-15 |
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