Lisa Marie Affolter

Current Employers

Employment History

• 08/1998 → 08/2019
  Commerce Brokerage Services, Inc.
  Peoria, IL
• 08/2019 → 07/2021
  Waddell & Reed, Inc.
  Washington, IL
• 08/2019 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Groveland, IL
• 04/2012 → 07/2021
  Rr 1 Ventures, Llc
  Various, IL
• 07/2021 → Present
  Lpl Financial Llc
  Washington, IL

Previous Registrations

• 2019-09-06 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Washington, IL
• 2011-04-21 → 2019-09-06
  Commerce Brokerage Services, Inc.
  Peoria, IL
  Clayton, MO
  St. Louis, MO
  Pekin, IL
  Peoria, IL
  Bloomington, IL

Other Businesses

1) 03/2012 - RR1 VENTURES, LLC / Real Estate Rental / Investment Related / 0HR / MO / 17318 Owens Rd, Maple Park, IL 60151 2)12/21/2012 - Ringhouse Family Trust / Act in a Fiduciary Capacity / Investment Related / 0HR / MO / 105 Conaghan Dr Groveland, IL 61535- 9573 3) 01/01/2021 - Horizon Clarity / DBA for LPL Business (entity for LPL business) / Investment Related / 160HR / MO / 89 Eastgate Drive, Washington, IL 61571 4) 05/10/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/25/2022 - 0 Hours Per Month/0 Hour During Securities Trading. 5) 10/12/2022 - Horizon Clarity Group Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/07/2021 - 30 Hours Per Month/6 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-20
• S63 Uniform Securities Agent State Law Examination
  2000-07-22

Other Names

• Lisa Marie Ringhouse
• Lisa Marie Ramsey
• Lisa Marie Affolter