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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
VA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

222 Central Park Avenue, Virginia Beach, VA 23462 • United States

701 Town Center Drive Suite 902, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Newport News VA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Newport News, VA
Previous Registrations
  • 2006-04-21 → 2009-06-01
    Newport News, VA
    New York, NY
    Newport News, VA
  • 2004-03-25 → 2006-04-04
    Norfolk, VA
    Norfolk, VA
  • 2004-02-12 → 2004-03-15
    Cuso Financial Services, L.P.
    Virginia Beach, VA
  • 2001-06-29 → 2004-02-20
    Cuna Brokerage Services, Inc.
    Virginia Beach, VA
Other Businesses

"JOE'S DAY OFF." REALLY MORE OF A HOBBY FOR WHICH I OCCASIONALLY GET PAID A VERY SMALL AMOUNT OF MONEY. WE "PERFORM" APPROXIMATELY ONCE PER MONTH. IT IS NOT INVESTMENT RELATED, AND IN NO WAY DO I OR WILL I REPRESENT WACHOVIA SECURITIES DURING MY PARTICIPATION. IN A NUTSHELL, WE SING AND PLAY JIMMY BUFFETT SONGS (AND OTHER SIMILAR STUFF), MOSTLY FOR FUN. THE ACTIVITY HAS NO ADDRESS, I AM AN MUSICIAN, START DATE 06/2005, I SPEND ABOUT 4 HOURS PER WEEK (MAX) ON THIS ACTIVITY, USUALLY ON SUNDAY AFTERNOONS, NEVER DURING BUSINESS HOURS. MY DUTIES INCLUDE PLAYING RHYTHM GUITAR, LEAD GUITAR, MANDOLIN, HARMONICA, SINGING LEAD VOCALS AND HARMONIES, AND WEARING HAWAIIAN SHIRTS. *OBI - 559760 - Joe Clayton ; Investment related - No ; Poquoson, Virginia ; Entertainment ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 3 ; Entertainer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-31
S65 Uniform Investment Adviser Law Examination 1997-02-28
S63 Uniform Securities Agent State Law Examination 1995-11-08
  • S66 Uniform Combined State Law Examination
    2001-05-31
  • S65 Uniform Investment Adviser Law Examination
    1997-02-28
  • S63 Uniform Securities Agent State Law Examination
    1995-11-08
Other Names
  • Joseph Mckay Clayton
  • Joe Clayton
  • Joseph Mckay Clayton
  • Joseph Mckay Clayton

View on SEC IAPD

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