Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
222 Central Park Avenue, Virginia Beach, VA 23462 • United States
701 Town Center Drive Suite 902, Newport News, VA 23606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Newport News | VA | 06/2009 | Present |
"JOE'S DAY OFF." REALLY MORE OF A HOBBY FOR WHICH I OCCASIONALLY GET PAID A VERY SMALL AMOUNT OF MONEY. WE "PERFORM" APPROXIMATELY ONCE PER MONTH. IT IS NOT INVESTMENT RELATED, AND IN NO WAY DO I OR WILL I REPRESENT WACHOVIA SECURITIES DURING MY PARTICIPATION. IN A NUTSHELL, WE SING AND PLAY JIMMY BUFFETT SONGS (AND OTHER SIMILAR STUFF), MOSTLY FOR FUN. THE ACTIVITY HAS NO ADDRESS, I AM AN MUSICIAN, START DATE 06/2005, I SPEND ABOUT 4 HOURS PER WEEK (MAX) ON THIS ACTIVITY, USUALLY ON SUNDAY AFTERNOONS, NEVER DURING BUSINESS HOURS. MY DUTIES INCLUDE PLAYING RHYTHM GUITAR, LEAD GUITAR, MANDOLIN, HARMONICA, SINGING LEAD VOCALS AND HARMONIES, AND WEARING HAWAIIAN SHIRTS. *OBI - 559760 - Joe Clayton ; Investment related - No ; Poquoson, Virginia ; Entertainment ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 3 ; Entertainer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-08 |
Reach out to this advisor