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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-03 |
| AL | RA | APPROVED | 2023-11-03 |
Branch Locations
1200 Corporate Drive Suite 155, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Birmingham | AL | 10/1995 | 11/2023 |
| Kidder Financial Group, Inc. | Birmingham | AL | 08/2000 | 11/2019 |
| Riverbend Wealth Management, Inc. | Birmingham | AL | 11/2019 | 07/2025 |
| Osaic Wealth, Inc. | Birmingham | AL | 11/2023 | Present |
| Heisler Wealth Management, Inc. | Birmingham | AL | 07/2025 | Present |
1. NOTARY PUBLIC POSITION: Notary NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/19/2024 ADDRESS: 1200 Corporate Dr Ste 155 BIRMINGHAM AL 35242 DESCRIPTION: Provide Notary Services for Clients for No Charge. 2. HEISLER WEALTH MANAGEMENT, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2025 ADDRESS: 1200 Corporate Dr Ste 155 BIRMINGHAM AL 35242 DESCRIPTION: Heisler Wealth Management is our DBA for marketing/branding purposes only.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-10-06 |
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