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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-17 |
| OH | RA | APPROVED | 2012-10-09 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Upper Arlington | OH | 07/2010 | Present |
ANDERSON TOWNSHIP / 7850 FIVE MILE ROAD ANDERSON TOWNSHIP, OHIO 45244-2356 / / VOLUNTEER FOR ECOMOMIC DEVELOPMENT COMMITEE / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE AN OFFICER OR BOARD OF A GOVERNMENTAL ENTITY / MEMBER OF A SEVEN PERSON COMMITEE THAT SUPPORTS THE BOARD ON ECONOMIC DEVELOPMENT IDEAS / START DATE 01/31/2013 - 12/31/2013.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-05 |
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