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900 Larkspur Landing Circle Suite 100, Larkspur, CA 94939 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-22 |
Branch Locations
900 Larkspur Landing Circle Suite 100, Larkspur, CA 94939 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dlt Systems Llc | San Anselmo | CA | 07/2012 | Present |
| Mount Tamalpais Asset Management, Llc | Larkspur | CA | 10/2021 | Present |
Name of outside business: DLT Systems LLC; Is the business investment related: Yes; Location of the business: 300 Prater Road #A208 Avon CO 81620 USA; Description of the business: POA/Prop trader of commodity futures options, equities and equity options.; Position Title: POA Trader; Start date with business: 2012-07-01; Hours per month devoted to business during trading hours: 80; Hours per month devoted to business outside trading hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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