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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2010-09-13
  • CO RA
    APPROVED
    Since 2010-09-13

Branch Locations

825 Simms St, Lakewood, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abacus Direct Broomfield CO 07/2000 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2005 Present
North Western Mutual Investment Services, Llc Denver CO 11/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 07/2000 → Present
    Abacus Direct
    Broomfield, CO
  • 11/2005 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2005 → Present
    North Western Mutual Investment Services, Llc
    Denver, CO
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. EMPLOYED AS A PART-TIME TRACK AND FIELD COACH FOR THE COLORADO SCHOOL OF MINES, GOLDEN, CO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2008-08-28
Other Names
  • Scott Van Sickle

View on SEC IAPD

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