Best Investors Account Sign in

Cary L. Morris

Morgan Stanley

Wichita, KS

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
KS RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • KS RA
    APPROVED
    Since 2009-06-01

Branch Locations

1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Wichita KS 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 02/2016 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Wichita, KS
  • 02/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. *501704 - Walela Gardens, LLC; Investment related: Yes; Wichita, Kansas; Recreation; Officer (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 20; Administrative 2. *531397- USTA; Investment related-No; Wichita, Kansas; Recreation; President, USTA Kansas (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 10; Administrative 3. *538194 -Spirit Sisters, L.L.C.; Investment related Yes; Wichita, Kansas; Restaurant/Bar/Nightclub; Manager(proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours:0; After business hours: 2; Administrative *686791- Dirty Hoes; Investment related: No; Wichita, Kansas; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 10; Business Development/Growth:Labor/Service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-07
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S65 Uniform Investment Adviser Law Examination
    1995-11-07
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30
Other Names
  • Cary Lynn Morris
  • Cary Lynn Martinez

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wichita, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor