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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| KS | RA | APPROVED | 2009-06-01 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Wichita | KS | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2016 | Present |
1. *501704 - Walela Gardens, LLC; Investment related: Yes; Wichita, Kansas; Recreation; Officer (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 20; Administrative 2. *531397- USTA; Investment related-No; Wichita, Kansas; Recreation; President, USTA Kansas (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 10; Administrative 3. *538194 -Spirit Sisters, L.L.C.; Investment related Yes; Wichita, Kansas; Restaurant/Bar/Nightclub; Manager(proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours:0; After business hours: 2; Administrative *686791- Dirty Hoes; Investment related: No; Wichita, Kansas; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 10; Business Development/Growth:Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-30 |
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