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Richard Chandler Gage

Sem Wealth Management

Tucson, AZ

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Current Employers
Sem Wealth Management

7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-04-13
AZ RA APPROVED 1995-07-19
  • TX RA
    APPROVED_RES
    Since 2004-04-13
  • AZ RA
    APPROVED
    Since 1995-07-19

Branch Locations

7367 E. Tanque Verde Rd, Tucson, AZ 85715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Equity Management Tucson AZ 07/1992 Present
  • 07/1992 → Present
    Strategic Equity Management
    Tucson, AZ
Other Businesses

PRESIDENT OF STRATEGIC EQUITY MANAGEMENT, INC. 7367 E. Tanque Verde Road, TUCSON, AZ 85715. REGISTERED INVESTMENT ADVISOR. FROM 07/1992 TO PRESENT. ABOUT 120 HOURS PER MONTH TIME SPENT ON MUTUAL FUND ASSET ALLOCATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-17
S65 Uniform Investment Adviser Law Examination 1995-08-28
  • S63 Uniform Securities Agent State Law Examination
    2000-01-17
  • S65 Uniform Investment Adviser Law Examination
    1995-08-28
Other Names
  • Rick Gage

View on SEC IAPD

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