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Inactive

Ryan Michael Filiaggi

Turner Financial Group, Inc.

Lewes, DE

Pace, FL

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Current Employers
Turner Financial Group, Inc.

4366 5Th Avenue, Pace, FL 32571-1810 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-07-31
  • DE RA
    APPROVED
    Since 2024-07-31

Branch Locations

17527 Nassau Commons Blvd. Suite 111, Lewes, DE 19958 • United States

4366 5Th Avenue, Pace, FL 32571-1810 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citizens Bank Ardmore PA 08/2015 12/2017
Citizens Securities, Inc Ardmore PA 08/2015 12/2017
Citizens Securities Inc. Lewes DE 12/2017 07/2018
Citizens Bank Lewes DE 12/2017 07/2018
Newbridge Securities Corporation Frankford DE 10/2018 04/2020
Innovation Partners Llc Charlotte NC 05/2020 04/2024
Ip Financial Advisory Services Llc Charlotte NC 05/2020 04/2024
Sgl Financial, Llc Buffalo Grove IL 04/2024 Present
Turner Financial Group Pace FL 07/2024 Present
Previous Registrations
Other Businesses

1) Insurance agent Delaware Licensed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-18
S63 Uniform Securities Agent State Law Examination 2007-12-13
  • S66 Uniform Combined State Law Examination
    2018-06-18
  • S63 Uniform Securities Agent State Law Examination
    2007-12-13
Other Names
  • Ryan Michael Filiaggi
  • Ryan Filiaggi

View on SEC IAPD

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Other Offices

METZ CAPITAL MANAGEMENT LLC · LEWES, DE
METZ CAPITAL MANAGEMENT LLC · LEWES, DE
METZ CAPITAL MANAGEMENT LLC · Lewes, DE
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LEWES, DE
OSAIC WEALTH, INC. · LEWES, DE
DAKOTA WEALTH, LLC · LEWES, DE
DIVERSIFY ADVISORY SERVICES, LLC · LEWES, DE
LPL FINANCIAL LLC · LEWES, DE

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