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Joseph Clifford Hack

Mai Capital Management, LLC

Cincinnati, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-02-21
  • OH RA
    APPROVED
    Since 2024-02-21

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Financial Advisors Cincinnati OH 08/2004 01/2024
Mai Capital Management Llc Cincinnati OH 01/2024 Present
Previous Registrations
  • 2004-10-15 → 2024-01-29
    Madison Wealth Management
    Cincinnati, OH
  • 2003-05-15 → 2004-07-23
    Td Ameritrade, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-09
S63 Uniform Securities Agent State Law Examination 1995-12-14
  • S66 Uniform Combined State Law Examination
    2003-05-09
  • S63 Uniform Securities Agent State Law Examination
    1995-12-14
Designations
Other Names
  • Joseph C Hack

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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