Charles Andrew Phillipson

Current Employers

Employment History

• 11/2013 → 01/2019
  Ubs Financial Services Inc
  Birmingham, MI
• 01/2019 → Present
  Raymond James & Associates, Inc.
  Birmingham, MI
• 12/2021 → Present
  Raymond James & Associates, Inc.
  Naples, FL

Previous Registrations

• 2006-02-01 → 2019-02-12
  Ubs Financial Services Inc.
  Birmingham, MI
  Farmington Hills, MI
• 2004-02-25 → 2006-02-03
  Comerica Securities
  Southfield, MI
  Southfield, MI

Other Businesses

1)Name of Business : Various High Schools and Community Colleges Address: Wixom, MI Nature of the Business: Part Time Hourly Employee Position/Title: Independent Contractor Investment Related:No Start Date: 11/01/1982 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 0 Description of duties: As a hobby, I officiate high school football and basketball as well as Junior College basketball. I am paid a nominal amount for my services. 2)Name of Business : Foundation For Excellence Address: Walled Lake, MI Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Trustee Investment Related:Yes Start Date: 07/01/2008 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: President

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-25
• S63 Uniform Securities Agent State Law Examination
  1995-10-18

Other Names

• Chuck Phillipson