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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-17 |
| TX | RA | APPROVED | 2024-01-17 |
Branch Locations
660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc. | Newport Beach | CA | 05/2010 | Present |
| First Republic Securities Company, Llc | Newport Beach | CA | 10/2013 | 09/2023 |
| .P. Morgan Securities Llc | Newport Beach | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 10/2023 | Present |
Name: Laguna Beach Community Foundation Address: 303 Broadway, Suite 212, Laguna Beach CA 92651 Investment-related: No Nature of the business: the Foundation encourages philanthropy by providing expertise and resources to assist local charities connect donor passions with non-profit needs. The Foundationa also works with clients on charitable legacy gifts Role:Trustee, Chair of the Investment Committee Start Date: February 28, 2014 Description of duties: I serve as head of the investment committee. WE manage donor and agency funds with a series of passive exchange traded funds. Number of hours each month: 2 hours Number of hours during trading: 1 hour
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-16 |
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