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Brian Peter Kahn

Wells Fargo Clearing Services, LLC

Tucson, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-04
CA RA APPROVED 2005-08-01
  • TX RA
    APPROVED_RES
    Since 2016-10-04
  • CA RA
    APPROVED
    Since 2005-08-01

Branch Locations

4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 Present
Other Businesses

CO-TRUSTEE FOR MOTHER, INV RELATED, TUCSON, AZ, START: 7/13/2023, 0 HOURS PER MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-23
S65 Uniform Investment Adviser Law Examination 1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1995-10-23
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23

View on SEC IAPD

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DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

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