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Stifel Independent Advisors, LLC CRD 28218
$5.01B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-06-26 |
Branch Locations
One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-09 |
| MO | RA | APPROVED | 2017-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 03/2007 | 11/2017 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 11/2017 | Present |
| Stifel Independent Advisors, Llc | St. Louis | MO | 01/2018 | Present |
1. Kleo Kolor; 400 Kelby St. Fort Lee NJ 07024; Press on Nails; Brand Partner; Sell Press on Nails to friends and family; 06/03/2025; 2 hrs/week; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-23 |
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