Daniel Christopher Thompson

Employer firm

Zenith Wealth Advisors CRD 318330

$328M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 08/2021
  First Western Trust Bank
  Denver, CO
• 06/2007 → 08/2021
  First Western Investment Management
  Denver, CO
• 03/2022 → Present
  Zenith Wealth Advisors
  Scottsdale, AZ
• 09/2021 → 02/2022
  Self-Employed
  Scottsdale, AZ

Previous Registrations

• 2010-10-07 → 2011-12-02
  First Western Investment Management, Inc.
  Scottsdale, AZ
  Denver, CO
• 1998-10-08 → 2004-07-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO

Other Businesses

OFFICER OF BANK.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-09
• S63 Uniform Securities Agent State Law Examination
  1995-11-06

Designations

• Certified Financial Planner