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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| MN | RA | APPROVED | 2016-05-17 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
505 Waterford Park Highway 169 N, Suite 1100, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Plymouth | MN | 04/2016 | Present |
| Kestra Investment Services, Llc | Plymouth | MN | 04/2007 | Present |
Business Name: KNW Group Investment Related: Yes Address: 4350 Baker Rd Minnetonka MN 55343 Nature of Business: Insurance Position, Title or Relationship: Employee Start Date: 7/31/2007 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: SalesBusiness Name: St. Michael-Albertville High School Boys Basketball Board Investment Related: No Address: 5800 Jamison Ave NE St. Michael MN 55376 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Treasurer. I was just nominated and elected. Start Date: 6/3/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Work with the board to support the boys basketball association.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: NFP Investment Related: Yes Address: 505 Waterford Suite 1100 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep Start Date: 2/11/2019 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Provide Investment and Insurance advice to clients and prospects
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-07 |
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