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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-10-03 |
| CT | RA | APPROVED | 2017-05-16 |
| TX | RA | APPROVED_RES | 2017-05-16 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Mystic | CT | 01/2015 | 05/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2015 | 05/2017 |
| Janney Montgomery Scott Llc | Mystic | CT | 05/2017 | Present |
1) Beachfarms Homeowners Association; 19 Haywagon Dr. Old Lyme, CT; Not investment related; Start date: 11/09/2020; Board member; 1hr/month; not investment-related 2) Rental Property, Pawleys Island, SC. Owner (01/2023) - maintain property and collect rent. Not investment related, rental income, devote 2 hours/month. 3) Homeowner's Association, Pawleys, SC. Board Member (05/2025) - attend quarterly meetings and vote on association topics. Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-02 |
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