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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-12-03 |
| GA | RA | APPROVED | 2004-09-14 |
Branch Locations
1 10Th St Ste 450 Augusta Riverfront Ctr, Augusta, GA 30901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Augusta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Augusta | GA | 11/2016 | Present |
EKC PROPERTIES, INVESTMENT RELATED, RIDGELAND SC, 18.18% OWNER, START 2/2011, 0 HOURS PER MONTH, PURCHASE OF INVESTMENT PROPERTIES AND HOME CONSTRUCTION. RENTAL PROPERTY; INVESTMENT RELATED; NORTH AUGUSTA, SC; 100% OWNERSHIP; START 4/3/2016; NO TIME DEVOTED. 740 BONITO LLC, INV RELATED, FRIPP ISLAND, SC, 20% OWNERSHIP, START 12/1/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS BEACH HOUSE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-17 |
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