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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-01-21 |
| TX | RA | APPROVED_RES | 2016-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 01/2016 | Present |
| Bank Of America, N.A. | Princeton | NJ | 01/2016 | Present |
I*116959 For profit or not for profit: Non-Profit Organization Name of outside business organization: Saint John the Baptist Roman Catholic Church Investment related: No Address of business: Allentown, New Jersey 8501 Position, title, association: Committee Member Start date of relationship: 9/1/2018 Number of hours devoted: 5 hours Quarterly Number of hours devoted during trading hours: 0 Duties: Catholic Churches must have at least 2 councils; a Pastoral Council and Finance Council. I have been asked by my Pastor to serve on the Finance Council. The council is comprised of 5 members, and has no decision making or money handling authority. I*: 2496344 Entity Type: School, College, Universtiy Name of OBA: DeSales University Address: Center Valley, PA 18034 Investment Related: No Position, Title, Association: Teacher Employee Start Date: 8/185/2025 Number of Hours: 130 hrs annually Number of Hours during trading: 0 Duties: Teach one class per semester (Theology) asynchronously as an adjunct. This would not occur during business hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-26 |
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