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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-25
TX RA APPROVED_RES 2006-09-29
CT RA APPROVED 2002-06-17
  • FL RA
    APPROVED
    Since 2025-02-25
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • CT RA
    APPROVED
    Since 2002-06-17

Branch Locations

2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southport CT 09/2005 03/2020
Ameriprise Financial Services, Llc Southport CT 03/2020 Present
Other Businesses

Business Ownership; ELLMAR Management Company; Run day to day operations. Make payroll and pay expenses for business; Using company to pay employees and manage expenses; 2507 post road, , Southport, CT, 06890; Not Investment-Related; 01/01/2023; 20 to 39 hours per month; 1 to 9 during trading hours. Outside Employment; ELLMAR mgmt company; Owner; Manage advisory business; 2507 post road, , southport, CT, 06890; Investment-Related; 01/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-14
S63 Uniform Securities Agent State Law Examination 1995-09-07
  • S66 Uniform Combined State Law Examination
    2002-06-14
  • S63 Uniform Securities Agent State Law Examination
    1995-09-07

View on SEC IAPD

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