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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-25 |
| TX | RA | APPROVED_RES | 2006-09-29 |
| CT | RA | APPROVED | 2002-06-17 |
Branch Locations
2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States
Palm Beach Gardens, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Southport | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Southport | CT | 03/2020 | Present |
Business Ownership; ELLMAR Management Company; Run day to day operations. Make payroll and pay expenses for business; Using company to pay employees and manage expenses; 2507 post road, , Southport, CT, 06890; Not Investment-Related; 01/01/2023; 20 to 39 hours per month; 1 to 9 during trading hours. Outside Employment; ELLMAR mgmt company; Owner; Manage advisory business; 2507 post road, , southport, CT, 06890; Investment-Related; 01/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-07 |
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