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Richard Haldeman Brennan

Edward Jones

Tucson, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-06
AZ RA APPROVED 2024-02-16
  • TX RA
    APPROVED
    Since 2024-06-06
  • AZ RA
    APPROVED
    Since 2024-02-16

Branch Locations

3573 E Sunrise Dr Ste 119, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2017 01/2024
Unemployed Tucson AZ 12/2016 04/2017
Edward Jones St Louis MO 01/2024 Present
Mass Mutual Springfield MA 07/2016 11/2016
  • 04/2017 → 01/2024
    Edward Jones
    St. Louis, MO
  • 12/2016 → 04/2017
    Unemployed
    Tucson, AZ
  • 01/2024 → Present
    Edward Jones
    St Louis, MO
  • 07/2016 → 11/2016
    Mass Mutual
    Springfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-07
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S66 Uniform Combined State Law Examination
    2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Other Names
  • Richard Haldeman Brennan
  • Richard Haldeman Brennan

View on SEC IAPD

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Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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