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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-06-28 |
| IN | RA | APPROVED | 2012-06-14 |
| OH | RA | APPROVED | 2011-04-05 |
Branch Locations
8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Indianapolis | IN | 03/2011 | Present |
1) Wright State University Foundation/ 3640 Colonel Glenn Hwy, Dayton, OH, 45435 US/ The WSU Foundation's mission is to partner with Wright State University in promoting and facilitating a culture of engagement and philanthropy by raising funds and managing and distributing the resources entrusted to us in support of the university's mission and priorities./ advice, guide, serve/ start date: 8/6/2021 2)Turtle Cove WaveRiders LLC, INUnited StatesCompanyTransportHolding company for personal watercraftActiveOtherMemberfile appropriate paperwork with state of IndianaStart date- 7/7/2025investment Yes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-18 |
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