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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-03-20 |
Branch Locations
310 West Central Suite 121, Wichita, KS 67202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Wichita | KS | 09/2009 | 03/2018 |
| Raymond James Financial Services, Inc. | Wichita | KS | 03/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Wichita | KS | 03/2018 | Present |
| Conway Springs Veterinary Service | Conway Springs | KS | 11/2014 | Present |
| Conway Springs Veterinary Service | Conway Springs | KS | 11/2014 | Present |
(1)Name of Business: Aristata Financial Address: 310 W Central Ave Ste 121, Wichita, KS, 67202, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a registered assistant to Rex Clevenger, the FA and owner of Aristata Financial. I participate in various aspects of the business from answering phones, building relationships with clients, taking and entering orders, marketing, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-12 |
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