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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-11-29 |
| CT | RA | APPROVED | 2017-11-29 |
| NJ | RA | APPROVED | 2017-11-29 |
| NC | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barbera & Barbera Cpa | Berkely Heights | NJ | 09/1990 | Present |
| National Planning Corporation | Murray Hill | NJ | 08/2012 | Present |
| Lpl Financial Llc | Murray Hill | NJ | 11/2017 | Present |
1. 11/29/2017 - AFA LLC - Not Investment Related - 70 Floral Ave New Providence NJ - Real Estate Rental - Start Date 8/20/2012 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 11/29/2017 - TAJ Realty - Not Investment Related - Scotch Plains NJ - Real Estate Rental - Start Date 3/30/2016 - 2 Hours Per Month - Landlord. 3. 11/29/2017 - 3355 Route 22 Associates - Not Investment Related - 70 Floral Ave New Providence NJ - Other - Start Date 08/20/2012 - Partner. 4. 11/29/2017 - No Business Name - Not Investment Related - New Providence, NJ - Real Estate Rental - 1 Hour Per Month - Landlord. 5. 11/29/2017 - Creative Financial Solution - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/1995 - 50 Hours Per Month/50 Hours During Securities Trading. 6. 11/29/2017 - Barbera Realty Group 7 - Not Investment Related - 70 Floral Ave New Providence, NJ - Real Estate Rental - Start Date 8/20/2015 - 5 Hours Per Month. 7. 11/29/2017 - Barbera & Barbera CPA's - Investment Related - 70 Floral Ave New Providence NJ - Tax Prep/Accounting/CPA - Start Date 08/20/2012 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 90% - Partner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-22 |
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