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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-11-29
CT RA APPROVED 2017-11-29
NJ RA APPROVED 2017-11-29
NC RA APPROVED 2017-11-29
TX RA APPROVED 2017-11-29
  • AZ RA
    APPROVED
    Since 2017-11-29
  • CT RA
    APPROVED
    Since 2017-11-29
  • NJ RA
    APPROVED
    Since 2017-11-29
  • NC RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

70 Floral Ave, New Providence, NJ 07974 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barbera & Barbera Cpa Berkely Heights NJ 09/1990 Present
National Planning Corporation Murray Hill NJ 08/2012 Present
Lpl Financial Llc Murray Hill NJ 11/2017 Present
  • 09/1990 → Present
    Barbera & Barbera Cpa
    Berkely Heights, NJ
  • 08/2012 → Present
    National Planning Corporation
    Murray Hill, NJ
  • 11/2017 → Present
    Murray Hill, NJ
Previous Registrations
  • 2012-08-29 → 2017-11-29
    National Planning Corporation
    Manahawkin, NJ
    Murray Hill, NJ
    Los Angeles, CA
  • 2007-02-28 → 2012-08-31
    Murray Hill, NJ
  • 2005-10-24 → 2007-01-24
    Murray Hill, NJ
  • 2002-06-05 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Other Businesses

1. 11/29/2017 - AFA LLC - Not Investment Related - 70 Floral Ave New Providence NJ - Real Estate Rental - Start Date 8/20/2012 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 11/29/2017 - TAJ Realty - Not Investment Related - Scotch Plains NJ - Real Estate Rental - Start Date 3/30/2016 - 2 Hours Per Month - Landlord. 3. 11/29/2017 - 3355 Route 22 Associates - Not Investment Related - 70 Floral Ave New Providence NJ - Other - Start Date 08/20/2012 - Partner. 4. 11/29/2017 - No Business Name - Not Investment Related - New Providence, NJ - Real Estate Rental - 1 Hour Per Month - Landlord. 5. 11/29/2017 - Creative Financial Solution - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/1995 - 50 Hours Per Month/50 Hours During Securities Trading. 6. 11/29/2017 - Barbera Realty Group 7 - Not Investment Related - 70 Floral Ave New Providence, NJ - Real Estate Rental - Start Date 8/20/2015 - 5 Hours Per Month. 7. 11/29/2017 - Barbera & Barbera CPA's - Investment Related - 70 Floral Ave New Providence NJ - Tax Prep/Accounting/CPA - Start Date 08/20/2012 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 90% - Partner.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-02
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    1999-07-02
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Designations
Other Names
  • Anthony S Barbera

View on SEC IAPD

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