Karl Tariq Lunney

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Principal Life Ins Co
  Tampa, FL
• 06/2014 → 06/2018
  Excalibur Financial Group
  Tampa, FL
• 05/2018 → Present
  360 Wealth & Benefits Inc
  Tampa, FL
• 03/2016 → Present
  Principal Securities Inc
  Tampa, FL

Previous Registrations

• 1998-04-06 → 2014-02-24
  New England Securities
  Tampa, FL
  Tampa, FL
  Tampa, FL

Other Businesses

**Citilofts of 5th Ave HOA, President, 7/22/16. **Citilofts 5th Ave, Rental income from renting prior home, 09/18/17. **360 Wealth & Benefits, Inc.; Not Investment Related; 4010 W Boy Scout Blvd, Ste 700, Tampa, FL 33607; Owner; 50% owner with Keith Groesbeck; Start Date: 05/29/2018; 0 hrs per month; 0 during trading hours. **Fixed Insurance; Investment Related; 4010 W Boy Scout Blvd, Ste 700, Tampa, FL 33607; Life, Annuities, LTD, STD, Health, Dental, Vision, Group Benefits; Sales; Start Date: 05/29/2018; 160 hrs per month; 160 during trading hours. **SOUTH TAMPA FELLOWSHIP POSITION: Mission Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2022 ADDRESS: 5101 Bayshore Blvd, Tampa FL 33611, United States DESCRIPTION: I am a board member that helps coordinate charitable mission trips to affected local and international areas. **360 WEALTH, LLC POSITION: Managing Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 13507 Westshire Drive, Tampa FL 33618, United States DESCRIPTION: 360 Wealth LLC is 50% owner of 360 Wealth & Benefits LLC - our official DBA for our company. This LLC was created for tax reasons per my accountant. I do no marketing or business with this name. This was only for tax planning and personal protection reasons. **TREVI HOME OWNERS ASSOCIATION POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 13507 Westshire Drive, Tampa FL 33618, United States DESCRIPTION: I am the president of my HOA. This involved an annual homeowners meeting discussing our overall financial health and any concern from the homeowners. We do have periodic meetings amongst other board members. **RENTAL PROPERTY POSITION: Owns condo, earns income on rent NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/25/2014 ADDRESS: 13507 Westshire Drive, TAMPA FL 33618, United States DESCRIPTION: Co-Owner of a Condo that is rented out.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-15

Other Names

• Karl Taria Lunney