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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-15
  • FL RA
    APPROVED
    Since 2023-06-15

Branch Locations

780 94Th Avenue N. Suite 107, St. Petersburg, FL 33702 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-12
  • FL RA
    APPROVED
    Since 2017-06-12

Branch Locations

780 94Th Avenue North Suite 107, St. Petersburg, FL 33702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 08/1995 01/2017
Lincoln Investment St. Petersburg FL 01/2017 Present
Capital Analysts Fort Washington PA 06/2023 Present
  • 08/1995 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    St. Petersburg, FL
  • 06/2023 → Present
    Fort Washington, PA
Previous Registrations
  • 2002-06-13 → 2019-10-04
    Legend Advisory, Llc
    St Petersburg, FL
    Tampa, FL
    Palm Beach Gardens, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-08
  • S63 Uniform Securities Agent State Law Examination
    1996-01-08
Designations

View on SEC IAPD

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